Security exchange not updating
However, the market was not formal as there did not exist any rules and regulations to govern stock broking activities.
Trading took place on a ‘gentleman's agreement.’ Standard commissions were charged with clients being obligated to honour their contractual commitments of making good delivery and settling relevant costs.
Find out more about Komodo Bonds and Jasa Marga's landmark bond issuance.
The SEC adopted amendments requiring registrants that file registration statements and reports subject to the exhibit requirements under Item 601 of Regulation S-K, or that file Forms F-10 or 20-F, to include a hyperlink to each exhibit listed in the exhibit index of these filings.
The SEC is adopting amendments to the expiration dates in our interim final rules that provide exemptions under the Securities Act of 1933, the Securities Exchange Act of 1934, and the Trust Indenture Act of 1939.
The manual serves as an internal, informal reference document to provide general guidance to SEC staff when reviewing for compliance with SEC reporting rules.
Though nonauthoritative, the manual is a helpful source for companies and auditors to refer to for general information on SEC reporting matters.